forms and information
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We have provided this page as a convenient way for you to download, review, and complete client forms. You can also get copies of these forms in person from our office manager, Michelle Neiswender, or at your first meeting. If you have other questions, please do not hesitate to contact us using the information at the bottom of this page.
More About Us
Johanna's resume'
Johanna will be your personal advisor at Milestones - you will not be handed off to someone else.
An introduction to what we do and what makes us different.
Frequently Asked Questions
Should answer many of your questions about how Milestones operates and the process we have in place for client relationships. Similar to a personal mission statement, some people refer to this as their "Vision Statement". We craft your personal Financial Plan around the information in this statement.
Information You Need to Know You can also find this online at the IAPD. Every registered advisor must give a copy of Part II of their ADV to all clients and must update it annually. You can find more useful information about choosing an Investment Advisor at the SEC website.
At a minimum, this is what you can expect from us.
Like the ADV Part II, we are required to give a copy of this to all clients.
Fee Schedule, including Company-Sponsored plans
We are a Fee-Only Investment Advisory firm. This schedule lists the cost of investment advice for individual investors, Company-Sponsored plans, financial life planning, and hourly rates.
For New Clients
Engagement Letter and Client Agreement with Exhibit A (Investment Advisory Services) and Exhibit B (Fee Schedule)
Our Engagement Letter outlines the terms of your engagement.
Exhibit A explains the terms of our investment management services
Exhibit B describes and explains the fees we charge for our clients' Investment Advisory Accounts and company-sponsorerd plans
By filling in this information, you help us understand how to choose the investments that best fit your style, time horizon, and goals. We also discuss your preferences in-depth before making purchases for your portfolio. We keep a copy in all client files and update it annually. Financial Planning Forms
This is the first step our Financial Planning clients take. Please fill out one set for each partner and do not discuss until our first meeting. After we meet to talk about your answers, we'll discuss your responses to the following:
Financial Questionnaires
We use MoneyGuide Pro for financial planning. If you need or want extensive planning advice and assistance, use the long form and fill out as much as you can (we'll help with the rest). Otherwise, you have a choice of three short, simple "Quick Forms". If you have a question as to which is best for you, please give Michelle Neiswender a call at the number below.
The more information we have, the better we can develop a plan that truly addresses your wants, needs, and dreams. The Long Form is designed to gather information for a variety of situations. Please cross out the pages that do not apply to you. If you don't have the time or patience to go through all of it, answer the questions and gather copies of the documents listed on pages 3 - 7; Michelle will help you with the rest.
Milestones Financial Planning, LLC is registered as an Investment Advisory firm under the laws of the state of Kentucky.
 Milestones Financial Planning, LLC
907 Paris Road, Suite B Mayfield, KY 42066
270/247.0555
FAX 270/247.2080
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©2010 Milestones Financial Planning, LLC. All rights reserved. |
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